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Brokerage Clerk Free Sample Resume - Resume Example - Free Resume Template - Resume Format - Resume Writing






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AMY SMITH
123 Main Street Atlanta, Georgia 30339
Home: (555) 555-1234, Cell: (555) 555-1235 asmith@sample~resume.com


Seek the Challenging Position of Brokerage Clerk

A highly talented Brokerage Clerk with huge experience in performing clerical duties involving the purchase or sale of securities; writing orders for stock purchases and sales, computing transfer taxes, verifying stock transactions, accepting and delivering securities, informing customers of stock price fluctuations, computing equity, distributing dividends, and keeping records of daily transactions and holdings.

Summary of Qualifications

  • More than five years experience.
  • Thorough knowledge of the financial markets, banking, and the    analysis and reporting of financial data.
  • Excellent knowledge of administrative and clerical procedures    and systems.
  • Excellent communication, organizational and interpersonal    skills.
  • Sound knowledge of methods for providing customer and    personal services including needs assessment Techniques and    customer satisfaction evaluation techniques.
  • Profound knowledge of principles and methods involved in    making great sales products or services.
  • Great knowledge of human behavior and performance.
  • Excellent ability to perform mathematical computations.
  • Great knowledge of and ability to use standard office    equipment.
  • Immense ability to use computer office programs such as    MSWord, Excel and PowerPoint.
  • Remarkable ability to perform clerical duties such as designing    of forms, filing and typing.
  • Remarkable knowledge of laws, legal codes, court procedures,    precedents, government regulations, executive orders, agency    rules, and the democratic political process.

    Professional Experience

    Global Investments Inc., Tarrytown, NY         2000 - Present

    Brokerage Clerk
    • Record and document security transactions, such as purchases, sales, conversions, redemptions, and payments, using computers, accounting ledgers, and certificate records.
    • Prepare reports summarizing daily transactions and earnings for individual customer accounts.
    • Compute total holdings, dividends, interest, transfer taxes, brokerage fees, and commission and allocate appropriate payments to customers.
    • Prepare forms, such as receipts, withdrawal orders, transmittal papers, and transfer confirmations, based on transaction requests from stockholders.
    • Correspond with customers and confer with coworkers to answer inquiries, discuss market fluctuations, and resolve account problems.
    • Schedule and coordinate transfer and delivery of security certificates between companies, departments, and customers.
    • Monitor daily stock prices and compute fluctuations to determine the need for additional collateral to secure loans.
    • Verify ownership and transaction information and dividend distribution instructions to ensure conformity with governmental regulations, using stock records and reports.
    • File, type, and operate standard office machines.

    Education and Professional Training

    Series 7 Brokerage License by the National Association of Securities Dealers (NASD)

    New York University, NY
    Bachelor's of Science Degree in Finance (2000)




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