Stockbroker Free Sample Resume - Resume Example - Free Resume Template - Resume Format - Resume Writing

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AMY SMITH
123 Main Street � Atlanta, Georgia � 30339
Home: (555) 555-1234, Cell: (555) 555-1235 asmith@sample~resume.com

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Objective: Seek the Position of Stockbroker

SUMMARY: Exceptionally gifted and skillful Stockbroker with more than six years experience in investing in securities, money and various financial products on behalf of institutional, corporate and private clients.

Summary of Qualifications

Thoroughly clean U4 securities record.

Excellent understanding of the stock market.

Excellent verbal and written communication skills.

Strong ability to maintain a high degree of confidentiality.

Excellent attention to detail, organizational skills, research and problem solving skills.

Excellent computer skills including a proficient understanding of the internet.

Exceptional ability to foster company success through a professional appearance, being courteous to customers and all company associates, and by having a positive attitude.

Professional Experience

HighRise Investments Inc., Minneapolis
2002 - Present

Stockbroker

Provide excellent customer service in a professional manner.
Establish and maintain new accounts.
Execute trades for customers (walk-in and over the phone).
Ensure all phone conversations with customers are recorded.
Provide stock quotes and news to customers.
Accept customer checks and stock certificates.
Follow up on pending ACATS transfers.
Provide customer service for all aspects of account maintenance (account activity, pull history when necessary).
Assist Internet customers when the Internet is down and answer any technical questions about HighRise.
Work with margin accounts, give buying power, and balances.
Keep up with reorg items, margin delinquencies, work short option report.
Follow up on leads from potential customers.
Enable Internet customers to Internet access; educate customers as to the workings of the market.
Perform other projects/duties as assigned.

HighRise Investments Inc., Minneapolis
2002 - Present

Stockbroker Trainee (under supervision)

Researched information about the market in domestic and foreign equities, securities and government stocks.
Provided appropriate advice to private clients, by phone, direct contact and reviewed letter.
Bought and sold for clients.
Managed and reviewed portfolio.
Underwrote new issues in larger firms.
Made recommendations on buying and selling stocks based on interpretation of financial market information provided by analysts.

Education

High School Diploma (2002)

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